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A simple & comprehensive approach to investor onboarding

Comprehensive 4-step Approach:

Our streamlined design simplifies and reduces friction during the investor onboarding process.

01. Investor contact info

Optimized flow for collecting the investor’s core corporate or individually identifiable information, and for account creation.

02. Identify & document proofing

Online process for collecting and verifying identity documents. To increase effectiveness and accuracy, both automated and manual checks are used to review materials.

03. Liveness & facial check

Quickly and easily verifies a real human has entered the information and confirms their identity by comparing facial recognition inputs with information obtained from independent, trusted sources. The liveness element adds additional security by ensuring there is a real person engaged in the verification checks.

04. KYC/AML, risk, and accreditation screening

Advanced screening for all investors and entities, including screening against sanctions, PEP, and adverse media lists (such as: OFAC, SDN List, UN Sanctions List, Warnings & Fitness Probity). Appropriate combination of screeners is available to achieve compliance standards. Screeners are built to ensure proper diligence, while ensuring for a streamlined investor onboarding process.

Product Highlights

Investor Passport

Once the investor completes onboarding, and aside from any regulatory accreditation renewals, the investor has one-click access to future fundraising events and secondary trading opportunities.

Data Integration

Leverage our APIs to securely link and send investor onboarding data between platforms. Import your customer list into Securitize dashboard to initiate the process of onboarding.

Fraud Mitigation & Detection

Our licensed representatives audit and review activity to ensure accuracy of checks and screening data. AML checks are performed nightly.

Security and Privacy

To reduce fraudulent activity and protect data, Securitize employs an optional two-factor authentication during investor login.

Supporting primary and secondary markets

Leveraging our Securitize iD services, we help enable the capital fundraising option that fits your business, as well as the secondary market, while ensuring compliance standards are achieved.

Reg. D (506b, 506c)

Unlimited

U.S. companies

No SEC filing

Accredited and Institutional U.S. Investors

Reg. CF

Raise up to $5M

U.S. companies

SEC filing

All US Investors

Reg. A / Tier 2

Raise up to $75M

U.S. companies

SEC filing

All US Investors

Reg. A / Tier 1

Raise up to $20M

U.S. companies

SEC filing

All US Investors

Reg. S

Unlimited

U.S. and non-U.S. companies

No SEC filing

International Investors (non-U.S.)*


Solutions that go beyond Securitize iD

Our investor onboarding solution can be coupled with our transfer agent or broker dealer services, as well as with our solutions.

Mini-IPO

The complete Reg. A+ solution for raising up to $75M in capital from U.S. retail investors, and for providing a path for liquidity.


Learn More

Reg. D

End-to-end solution for raising unlimited capital from U.S. accredited investors, and for providing a path for liquidity.


Learn More

Reg. D + Reg. S

End-to-end solution for raising unlimited capital from U.S. accredited investors and International investors, and for providing a path for liquidity.


Learn More

What's a good starting point for raising capital?

01.

Select the best solution to complete your raise. Securitize offers a digital end-to-end solution, including registered transfer agent and broker dealer services. Learn more about security token offerings.

02.

The SEC mandates that any issuers must engage a transfer agent. The transfer agent must be registered with the SEC as outlined in Section 17A of the Exchange Act.

03.

Federal laws and regulations regulate who may sell securities without a licensed broker-dealer, and in many cases a FINRA registered broker-dealer is required.

04.

Retaining legal consultation is advised. Depending on the type of raise, you will likely need to file forms with the SEC.


If Securitize iD might be right for you, please complete the following form and our team will contact you.

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*:

Only international investors pursuant to the regulations associated with the investor's country of residence.

Securities are offered through Securitize Markets, LLC, (“Securitize Markets”) a registered broker-dealer and member FINRA/SIPC. Neither Securitize Markets, nor any of its affiliates provide any investment advice or make any investment recommendations to any persons, ever, and no communication through herein or in any other medium should be construed as such. Securities offered on the Securitize Markets ATS have not been registered under the Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. Assets listed herein are securities that are not publicly traded, may be subject to resale restrictions, and are intended for investors who do not need a liquid investment. These investments are not bank deposits (and thus not insured by the FDIC or by any other governmental agency), are not guaranteed by Securitize Markets or its affiliates, and may lose value. Investments in private placements, and start-up investments in particular, are speculative and involve a high degree of risk Investors must be able to afford the loss of their entire investment. Eligibility to buy and sell securities on the Securitize Markets ATS is determined by Securitize Markets in its sole discretion. Offers to sell, or the solicitations of offers to buy any security can only be made through official offering documents that contain important information about risks, fees and expenses associated with the applicable securities available for trading on the Securitize Markets ATS. Investors should conduct their own due diligence, not rely on the financial assumptions or estimates displayed herein, and are encouraged to consult with a financial advisor, attorney, accountant, tax advisors, and any other professional that can help you to understand and assess the risks associated with any investment opportunity. Past performance is not indicative of future results. Neither the Securities and Exchange Commission nor any federal or state securities commission or regulatory authority has recommended or approved any investment or the accuracy or completeness of any of the information or materials provided herein or through any references/links herein. Any financial projections or returns shown herein are provided by the issuer of the relevant security and Securitize Markets has not verified the accuracy. Further, there can be no assurance that any valuations provided by issuers are accurate or in agreement with market or industry valuations. Securitize Markets and its affiliates make no representations or warranties as to the accuracy of such information. Securitize Markets may collect certain information about you that helps us comply with various securities regulations and rules and the USA PATRIOT Act, a Federal law that requires all securities firms to obtain, verify, and record information that identifies each applicant. The information also helps us more fully understand your investment profile and identify what types of investments or strategies may be suitable for you. The term “Investors” used on this website, typically refers to accredited investors where applicable. Please note: if we cannot verify the information you provide, we may be required to restrict or deny your account. By accessing this site and any pages thereof, you agree to be bound by our Terms of Service and Privacy Policy.