A modern transfer agent

As the first digital asset securities firm to be registered as a full-service transfer agent with the SEC and with over 200 clients, we have the expertise and solutions to streamline digital asset issuance and shareholder management. Eliminate the inefficiencies of multiple third-parties and manual paperwork.

Issuance and shareholder management at your fingertips

Our fully-digital solution provides you with real-time access to control the full lifecycle of your digital assets and shareholders.

Digital Asset Issuance

We enable your company to issue digital asset securities in a secure and immutable platform. Our paperless proprietary platform leverages blockchain technology to issue and track ownership and compliance, and to easily handle clawbacks & reissuance.

Investor Experience

Customize your investor experience with a branded landing page that hosts videos, NAV information, announcements, and links to virtual investor presentations about your company and assets.

Issuer Portal Dashboard

One dashboard to access and manage your investor community and the lifecycle of your security from a secure online dashboard. Available 24/7, view your up-to-date cap-table, latest reports on activity, manage shareholder outreach, and approve issuance.

Shareholder Communications

Engage directly with your shareholder community through our issuer portal. Issuers can manage and create transactional and marketing campaigns to inform shareholders of company news or events, including distributions and voting events.

Payouts and Distributions

Easily execute dividend, reinvestment, employee equity, 1099/1042 tax processing, and other payments and activities directly from the online issuer portal. Quickly generate requisite tax documentation. The platform enables the ability to payout in US dollars, International currencies, and cryptocurrencies.

Recordkeeping & Compliance

Easily and entirely online from a single dashboard and hold annual or special shareholder meetings throughout the year.

Request Demo

Navigate the security lifecycle with ease

Transfer Agent services can ensure you’re prepared to easily navigate challenges throughout the lifecycle of the security. Securitize Transfer Agent services reduce the potential for headaches associated with downstream investor challenges, resulting from, for example, death, divorce, lost digital asset wallet keys.

Lost Securities

Safeguarding private wallet keys and securities can be stressful for investors. However, they can worry less knowing that their securities can easily be re-issued in the case they’ve become lost or misplaced.

Clawback Securities

Our “clawback” protocol allows for the reversal of security issuances or transfer by destroying tokens from the receiver wallet and reissuing the same amount to the sender.

Stop Trading

Securities can be prevented from trading. Disabling trading will stop all trade activity including trades on the secondary market.

Destroy Securities

Securities can be destroyed from an investor's wallet. This can only be done for securities that were assigned by the issuer.

Did you know?

01.

Securitize is blockchain agnostic. We do not own or control a blockchain, rather our platform works in conjunction with the blockchain that is most appropriate for your issuance. As experts in the blockchain, we can help guide you through this decision.

02.

By leveraging Securitize iD with Securitize transfer agent services, your customers and investors gain direct access to invest in your offering from your website and mobile application. As well, after they’ve created their Securitize iD, future investments will be one-click away. Securitize iD, a simple & comprehensive solution to investor onboarding.

03.

There’s a movement away from traditional paper-based securities to digital asset securities.

Supporting primary and secondary markets

Leveraging our Broker Dealer services, we help enable the capital fundraising option that fits your business, as well as the secondary market, while ensuring compliance standards are achieved.

Reg. D (506b, 506c)

Unlimited

U.S. companies

No SEC filing

Accredited and Institutional U.S. Investors

Reg. CF

Raise up to $5M

U.S. companies

SEC filing

All US Investors

Reg. A / Tier 2

Raise up to $75M

U.S. companies

SEC filing

All US Investors

Reg. A / Tier 1

Raise up to $20M

U.S. companies

SEC filing

All US Investors

Reg. S

Unlimited

U.S. and non-U.S. companies

No SEC filing

International Investors (non-U.S.)*

Solutions that go beyond transfer agent services

Our transfer agent services can be a standalone offering, or as part of our broader fundraising solutions. We offer full solutions to support for the following offering types:

Mini-IPO

The complete Reg. A+ solution for raising up to $75M in capital from U.S. retail investors, and for providing a path for liquidity.

Learn More

Reg. D

End-to-end solution for raising unlimited capital from U.S. accredited investors, and for providing a path for liquidity.

Learn More

Reg. D + Reg. S

End-to-end solution for raising unlimited capital from U.S. accredited investors and international investors, and for providing a path for liquidity.

Learn More

What's a good starting point for raising capital?

01.

Select the best solution to complete your raise. Securitize offers a digital end-to-end solution, including registered transfer agent and broker dealer services. Learn more about security token offerings.

02.

The SEC mandates that any issuers must engage a transfer agent. The transfer agent must be registered with the SEC as outlined in Section 17A of the Exchange Act.

03.

Federal laws and regulations regulate who may sell securities without a licensed broker-dealer, and in many cases a FINRA registered broker-dealer is required.

04.

Retaining legal consultation is advised. Depending on the type of raise, you will likely need to file forms with the SEC.

If Securitize might be right for you, please complete the following form and our team will contact you.

Only international investors pursuant to the regulations associated with the investor's country of residence.

Securities are offered through Securitize Markets, LLC, (“Securitize Markets”) a registered broker-dealer and member FINRA/SIPC. Neither Securitize Markets, nor any of its affiliates provide any investment advice or make any investment recommendations to any persons, ever, and no communication through herein or in any other medium should be construed as such. Securities offered on the Securitize Markets ATS have not been registered under the Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. Assets listed herein are securities that are not publicly traded, may be subject to resale restrictions, and are intended for investors who do not need a liquid investment. These investments are not bank deposits (and thus not insured by the FDIC or by any other governmental agency), are not guaranteed by Securitize Markets or its affiliates, and may lose value. Investments in private placements, and start-up investments in particular, are speculative and involve a high degree of risk Investors must be able to afford the loss of their entire investment. Eligibility to buy and sell securities on the Securitize Markets ATS is determined by Securitize Markets in its sole discretion. Offers to sell, or the solicitations of offers to buy any security can only be made through official offering documents that contain important information about risks, fees and expenses associated with the applicable securities available for trading on the Securitize Markets ATS. Investors should conduct their own due diligence, not rely on the financial assumptions or estimates displayed herein, and are encouraged to consult with a financial advisor, attorney, accountant, tax advisors, and any other professional that can help you to understand and assess the risks associated with any investment opportunity. Past performance is not indicative of future results. Neither the Securities and Exchange Commission nor any federal or state securities commission or regulatory authority has recommended or approved any investment or the accuracy or completeness of any of the information or materials provided herein or through any references/links herein. Any financial projections or returns shown herein are provided by the issuer of the relevant security and Securitize Markets has not verified the accuracy. Further, there can be no assurance that any valuations provided by issuers are accurate or in agreement with market or industry valuations. Securitize Markets and its affiliates make no representations or warranties as to the accuracy of such information. Securitize Markets may collect certain information about you that helps us comply with various securities regulations and rules and the USA PATRIOT Act, a Federal law that requires all securities firms to obtain, verify, and record information that identifies each applicant. The information also helps us more fully understand your investment profile and identify what types of investments or strategies may be suitable for you. The term “Investors” used on this website, typically refers to accredited investors where applicable. Please note: if we cannot verify the information you provide, we may be required to restrict or deny your account. By accessing this site and any pages thereof, you agree to be bound by our Terms of Service and Privacy Policy.