A simple & comprehensive approach to investor onboarding
Our streamlined design simplifies and reduces friction during the investor onboarding process.
Optimized flow for collecting the investor’s core corporate or individually identifiable information, and for account creation.
Online process for collecting and verifying identity documents. To increase effectiveness and accuracy, both automated and manual checks are used to review materials.
Quickly and easily verifies a real human has entered the information and confirms their identity by comparing facial recognition inputs with information obtained from independent, trusted sources. The liveness element adds additional security by ensuring there is a real person engaged in the verification checks.
Advanced screening for all investors and entities, including screening against sanctions, PEP, and adverse media lists (such as: OFAC, SDN List, UN Sanctions List, Warnings & Fitness Probity). Appropriate combination of screeners is available to achieve compliance standards. Screeners are built to ensure proper diligence, while ensuring for a streamlined investor onboarding process.
Product Highlights
Once the investor completes onboarding, and aside from any regulatory accreditation renewals, the investor has one-click access to future fundraising events and secondary trading opportunities.
Leverage our APIs to securely link and send investor onboarding data between platforms. Import your customer list into Securitize dashboard to initiate the process of onboarding.
Our licensed representatives audit and review activity to ensure accuracy of checks and screening data. AML checks are performed nightly.
To reduce fraudulent activity and protect data, Securitize employs an optional two-factor authentication during investor login.
Supporting primary and secondary markets
Leveraging our Securitize iD services, we help enable the capital fundraising option that fits your business, as well as the secondary market, while ensuring compliance standards are achieved.
Reg. D (506b, 506c)
Unlimited
U.S. companies
No SEC filing
Accredited and Institutional U.S. Investors
Reg. CF
Raise up to $5M
U.S. companies
SEC filing
All US Investors
Reg. A / Tier 2
Raise up to $75M
U.S. companies
SEC filing
All US Investors
Reg. A / Tier 1
Raise up to $20M
U.S. companies
SEC filing
All US Investors
Reg. S
Unlimited
U.S. and non-U.S. companies
No SEC filing
International Investors (non-U.S.)*
Solutions that go beyond Securitize iD
Our investor onboarding solution can be coupled with our transfer agent or broker dealer services, as well as with our solutions.
Mini-IPO
The complete Reg. A+ solution for raising up to $75M in capital from U.S. retail investors, and for providing a path for liquidity.
Reg. D
End-to-end solution for raising unlimited capital from U.S. accredited investors, and for providing a path for liquidity.
Reg. D + Reg. S
End-to-end solution for raising unlimited capital from U.S. accredited investors and International investors, and for providing a path for liquidity.
What's a good starting point for raising capital?
Select the best solution to complete your raise. Securitize offers a digital end-to-end solution, including registered transfer agent and broker dealer services. Learn more about security token offerings.
The SEC mandates that any issuers must engage a transfer agent. The transfer agent must be registered with the SEC as outlined in Section 17A of the Exchange Act.
Federal laws and regulations regulate who may sell securities without a licensed broker-dealer, and in many cases a FINRA registered broker-dealer is required.
Retaining legal consultation is advised. Depending on the type of raise, you will likely need to file forms with the SEC.
If Securitize iD might be right for you, please complete the following form and our team will contact you.
Only international investors pursuant to the regulations associated with the investor's country of residence.
