Securitize Logo

Broker-Dealer Services

Join the next wave in raising capital and enabling liquidity.

Leverage Securitize Markets to raise money using a Digital Asset Security (Security Token), and make your raise more appealing by enabling liquidity.

Securitize Markets offers access to a community of investors who seek exposure to new alternative asset investment opportunities. Securitize Markets is an SEC and FINRA registered broker-dealer and operates Securitize Markets ATS, an Alternative Trading System.

Invite the customers who helped build your brand to participate in your fundraising initiative. Securitize provides access to tested digital marketing messages and the Securitize Invest button that can be used to communicate your offering across your various communications platforms.

With Securitize iD, customers and investors can create an account and complete all suitability checks necessary to participate in your raise. Our registered client success staff and third party screeners verify the identities of interested investors, ensuring compliance standards are achieved.

Customize your investor experience with a branded landing page that hosts videos, NAV information, announcements, and links to virtual investor presentations about your company and assets.

Keep track of your investor community and the lifecycle of your security with our online dashboards that display your up-to-date cap-table, shareholder activity and trends, and provide tools for shareholder outreach.

Supporting primary and secondary markets

Leveraging our Broker Dealer services, we help enable the capital fundraising option that fits your business, as well as the secondary market, while ensuring compliance standards are achieved.

Reg. D (506b, 506c)


U.S. companies

No SEC filing

Accredited and Institutional U.S. Investors

Reg. CF

Raise up to $5M

U.S. companies

SEC filing

All US Investors

Reg. A / Tier 2

Raise up to $75M

U.S. companies

SEC filing

All US Investors

Reg. A / Tier 1

Raise up to $20M

U.S. companies

SEC filing

All US Investors

Reg. S


U.S. and non-U.S. companies

No SEC filing

International Investors (non-U.S.)*


Securitize’s primary listing works as a standalone service, and also can be combined with our full end-to-end fundraising solutions, such as:


The complete Reg. A+ solution for raising up to $75M in capital from U.S. retail investors, and for providing a path for liquidity.

Learn More

Reg. D

End-to-end solution for raising unlimited capital from U.S. accredited investors, and for providing a path for liquidity.

Learn More

Reg. D + S

End-to-end solution for raising unlimited capital from U.S. accredited investors and International investors, and for providing a path for liquidity.

Learn More

What's a good starting point for raising capital?

Select the best solution to complete your raise. Securitize offers a digital end-to-end solution, including registered transfer agent and broker dealer services. Learn more about security token offerings.

The SEC mandates that any issuers must engage a transfer agent. The transfer agent must be registered with the SEC as outlined in Section 17A of the Exchange Act.

Federal laws and regulations regulate who may sell securities without a licensed broker-dealer, and in many cases a FINRA registered broker-dealer is required.

Retaining legal consultation is advised. Depending on the type of raise, you will likely need to file forms with the SEC.

Let’s see if Securitize is a fit for your raise. Answers to the following quick questions will help us better understand the potential.

© 2022 Securitize, LLC
All rights reserved

Only international investors pursuant to the regulations associated with the investor's country of residence.

Check the background of Securitize Markets on Finra BrokerCheck.

Securities are offered through Securitize Markets, LLC, (“Securitize Markets”) a registered broker-dealer and member FINRA/SIPC. Neither Securitize Markets, nor any of its affiliates provide any investment advice or make any investment recommendations to any persons, ever, and no communication through herein or in any other medium should be construed as such. Securities offered on the Securitize Markets ATS have not been registered under the Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. Assets listed herein, such as digital assets or tokens using blockchain, are speculative, involve a high degree of risk, are generally illiquid, may have no value, have limited regulatory certainty, are subject to potential market manipulation risks and may expose investors to loss of principal. Investments in private placements, start-up investments in particular, are also speculative and involve a high degree of risk. Investors must be able to afford the loss of their entire investment. Eligibility to buy and sell securities on the Securitize Markets ATS is determined by Securitize Markets in its sole discretion. Offers to sell, or the solicitations of offers to buy any security can only be made through official offering documents that contain important information about risks, fees and expenses associated with the applicable securities available for trading on the Securitize Markets ATS. Investors should conduct their own due diligence, not rely on the financial assumptions or estimates displayed herein, and are encouraged to consult with a financial advisor, attorney, accountant, tax advisors, and any other professional that can help you to understand and assess the risks associated with any investment opportunity. Past performance is not indicative of future results. Neither the Securities and Exchange Commission nor any federal or state securities commission or regulatory authority has recommended or approved any investment or the accuracy or completeness of any of the information or materials provided herein or through any references/links herein. Any financial projections or returns shown herein are provided by the issuer of the relevant security and Securitize Markets has not verified the accuracy. Further, there can be no assurance that any valuations provided by issuers are accurate or in agreement with market or industry valuations. Securitize Markets and its affiliates make no representations or warranties as to the accuracy of such information. Securitize Markets may collect certain information about you that helps us comply with various securities regulations and rules and the USA PATRIOT Act, a Federal law that requires all securities firms to obtain, verify, and record information that identifies each applicant. The information also helps us more fully understand your investment profile and identify what types of investments or strategies may be suitable for you. The term “Investors” used on this website, typically refers to accredited investors where applicable. Please note: if we cannot verify the information you provide, we may be required to restrict or deny your account. Trading during Extended Hours Trading Sessions carries unique risks, such as greater price volatility, lower liquidity, wider bid/ask spreads, and less market visibility, and may not be appropriate for all investors. There is no guarantee that a diversified portfolio will enhance overall returns, outperform a non-diversified portfolio, or prevent against loss. By accessing this site and any pages thereof, you agree to be bound by our Terms of Service and Privacy Policy.